Managing an Effective AML Compliance Program (COM) A<br />At<br />TBA<br />Chicago, IL<br />For more information: https://www.eventbrite.com/e/managing-an-effective-aml-compliance-program-com-a-tickets-43345167563?aff=RMV<br /><br />DESCRIPTION<br />================<br />Managing an Effective AML Compliance Program<br /><br />Whether you need to get back-to-basics or you are a seasoned AML professional, join us as we explore the many facets of managing an effective AML compliance program: Join us as we focus on the following key elements:<br /><br />Regulatory frameworks surrounding anti-money laundering<br />Objectives of an effective AML compliance program<br />Risk assessing your institution<br />Developing robust internal controls<br />Training for appropriate personnel<br />Expectations and duties of the appointed compliance officer<br />Effective audit program to ensure adequacy of your AML compliance program<br /><br /><br />Learning Objective:<br />====================<br />Key goals of this course are:<br /><br />To provide an understanding of money laundering and how it can impact an institution<br />To review the importance of “tone at the top” and how to implement a compliance-friendly environment<br />To learn about the critical internal controls and how these controls can protect your institution<br /><br />The course will focus on the 4 pillars of an AML compliance program:<br />Policies, procedures and internal controls<br />Designation of a compliance officer<br />Training for appropriate personnel<br />Independent audit<br />To understand the importance of the risk assessment<br />To focus on the senior management/board of directors oversight of the Program<br />To discuss customer due diligence and know your customer expectations<br />etc...<br /><br />Who Will Benefit:<br />==================<br />BSA/AML Officers, Compliance Officers, AML Analysts, Operations Managers, Remittance Analysts, Consultants, Internal Auditors, Accounting and Finance Directors, Internal Auditors, Legal Departments, Compliance Officers, and Risk Managers at Banks, Broker-Dealers, Residential Mortgage Lenders & Originators, Precious Gems Traders, Money Services Businesses and other nonbank financial institutions.<br /><br />Risk Management<br />Legal<br />Regulatory<br />Compliance<br />Audit<br /><br /><br />Please contact the event manager Marilyn below for the following:<br />- Discounts for registering 5 or more participants.<br />- If your company requires a price quotation.<br />Event Manager Contact: marilyn.b.turner(at)nyeventslist.com<br />You can also contact us if you require a visa invitation letter, after ticket purchase.<br />We can also provide a certificate of completion for this event if required.<br />----------------------------------<br /><br />For more information: https://www.eventbrite.com/e/managing-an-effective-aml-compliance-program-com-a-tickets-43345167563?aff=RMV<br /><br />Eventbrite: https://www.eventbrite.com/o/event-promotions-by-new-york-events-list-11118815675<br />Twitter: https://twitter.com/nyeventslist<br />Facebook: https://www.facebook.com/NewYorkEventsList<br />New York Events List: http://nyeventslist.com/
